Neural Tube Defects

Authored by , Reviewed by Dr Adrian Bonsall | Last edited | Meets Patient’s editorial guidelines

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Professional Reference articles are designed for health professionals to use. They are written by UK doctors and based on research evidence, UK and European Guidelines. You may find the Spina Bifida article more useful, or one of our other health articles.

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Neural tube defects (NTDs) are the second most common severe disabling human congenital defects.[1]Causation of NTDs involves multiple genes, and nutritional and environmental factors.

Neural tube is the embryonic precursor of the brain and spinal cord. The process of neural tube formation is complex, in which a flat sheet of thickened ectodermal cells (neural plate) is converted into a tube. The fusion of the neural tube occurs early in pregnancy from day 21 to day 28 after conception. Abnormal closure of the neural plate results in NTDs.[1]NTDs can be classified as:

  • Open: frequently involve the entire central nervous system; neural tissue is exposed with associated leakage of cerebrospinal fluid (CSF).
  • Closed: localised and confined to the spine with the brain rarely affected; neural tissue is not exposed although the skin covering the defect may be dysplastic.

NTDs can be classified on the basis of site of involvement (cranial and spinal) or into open (neural tissue exposed) or closed (neural tissue not exposed).

Cranial NTDs

  • Anencephaly.
  • Encephalocele (meningocele or meningomyelocele).
  • Congenital dermal sinus.

Spinal NTDs

  • Spina bifida.
  • Spina bifida occulta.
  • Myelomeningocele.
  • Meningocele.
  • Congenital dermal sinus.
  • Caudal agenesis.
  • Incidence has declined significantly in a period of 30 years and now occurs in approximately 0.8/1,000 total births.
  • Anencephaly and spina bifida account for up to 95% of all NTDs with equal prevalence.

Risk factors 

  • Family history: one type of malformation puts other family members at risk of all types of defect.
  • May occur as part of a number of different syndromes and chromosomal disorders.
  • Inadequate folate which may be due to inadequate intake, use of folic acid antagonists (eg, methotrexate) or genetic factors causing abnormal folate metabolism.
  • Therapy with anti-epileptic drugs (sodium valproate, carbamazepine).
  • Dysraphism is used to describe situations where there is continuity between the posterior neuroectoderm and cutaneous ectoderm.

See also separate articles Neonatal Examination and Paediatric Examination.

Cranial dysraphism

  • Exencephaly:
    • Cranium (entire or significant portion) is absent but brain tissue is present.
    • Considered as embryologic predecessor of anencephaly.[4]
  • Anencephaly:
    • Cranial vault is absent.
    • Most cases are now terminated following prenatal diagnosis.
    • Up to 75% of the anencephalic fetuses are stillborn with the remainder dying shortly after birth.[5]
    • In live born babies, initial neurological examination may appear normal if brainstem structures are relatively intact and there may be seizures despite lack of cerebral hemispheres.
  • Cephaloceles:
    • Brain matter herniates through a defect in skull. A cranial meningocele contains only meninges; an encephalocele contains brain tissue; a ventriculocele contains part of the ventricle within the herniated part of the brain.
    • These are rarer than anencephaly or spina bifida, with an incidence of 1-3/10,000 live births.
    • Associated with other brain abnormalities - eg, agenesis of corpus callosum or abnormal gyration - and may be part of a recognised syndrome.
    • Posterior cephaloceles are most common in western countries with most being occipital encephaloceles of variable size occurring above or below the tentorium. If below, they are associated with severe cerebellar defects - eg, Chiari III malformation.
    • Depending on size, site and associated abnormalities, there may be visual, sensorimotor disturbance, intellectual impairment and seizures.
    • In some parts of Asia, anterior cephaloceles are more common and may protrude into the nose, ethmoid or orbit. They often include olfactory tissue and frontal lobe tissue.
    • Cephalocele usually occurs as an isolated lesion but may be part of a syndrome such as Meckel-Gruber or Walker-Warburg syndrome.[6]

Spinal dysraphism

Spina bifida includes spina bifida occulta and spina bifida cystica. Spina bifida occulta is the most common form of spina bifida with isolated laminar defects being seen in 5% of spinal X-rays. Neurological deficit is rare and the only clinical sign is a tuft of hair or dimple at the site of defect.[7]

Spina bifida cystica may be either a meningocele without neural tissue or a myelomeningocele where the spinal cord forms part of the cyst wall.

  • Meningocele:
    • Protrusion of the meninges outside the spinal canal accounts for 5% of cases of spina bifida cystica.
    • There is no associated hydrocephalus, and neural examination is often normal.
  • Myelomeningocele:
    • Occurs in 80-90% of spina bifida cystica cases.
    • 80% are lumbosacral consisting of a sac covered with a thin membrane that may leak CSF.
    • The level of lesion is best assessed by determining the upper limit of sensory loss; however, at all levels there is disturbance of bladder and bowel control.
    • Higher lesions are associated with bladder outlet obstruction with consequent dilatation of the upper urinary tract, and chronic pyelonephritis.
    • Hydrocephalus occurs in approximately 90% of cases at birth, even with normal head circumference.
    • It is usually associated with Chiari II malformation but it may also be due to aqueduct stenosis or have no clear cause.
    • It is usually detected by ultrasound.
    • If there are signs of progressive ventricular dilatation or rising intracranial pressure, there is usually a need for insertion of a ventriculoperitoneal shunt.
  • Chiari II malformation:
    • Occurs in approximately 70% of cases of myelomeningocele.
    • It consists of downward protrusion of the medulla below the foramen magnum to overlap the spinal cord.
    • This causes the medulla to be kinked and the cerebellar vermis indented, the fourth ventricle elongated and the midbrain distorted.
    • Problems include palsies and central apnoea.
    • Treatment by closure of the defect remains controversial and is not always performed.
  • Spina bifida occulta:
    • A defect of the posterior arch of one or more lumbar or sacral vertebrae (often L5 and S1).
    • It is often found incidentally on X-ray in children admitted to hospital; it may be considered as a normal variant.
    • However, if examination reveals a naevus, hairy patch, dimple, sinus or subcutaneous mass, MRI scan of the spinal cord is recommended even if there are no associated problems with sphincter or limb control.
    • It can cause asymmetrical lower motor neurone weakness associated with wasting, deformity and diminished reflexes.
    • There may also be progressive gait disturbance with spasticity and impaired bladder control.
  • Dorsal dermal sinuses:
    • Often found in the occipital and lumbosacral areas and can connect the skin surface to the dura or to an intradural dermoid cyst.
    • If open, it can produce recurrent meningitis so should be explored and removed if possible, before infection occurs.
  • Lipomyelomeningocele:
    • Seen as a bulge in the lumbosacral region normally lateral to the midline.
    • This is a lipoma or lipofibroma attached to the spinal cord, which is low-lying.
    • They are often associated with a meningocele.
  • Diastematomyelia:
    • Sagittal cleft dividing the spinal cord into two halves, each surrounded by its pia mater.
    • The cord may be transfixed by a bony or cartilaginous spur.
    • Usually occurs in the low thoracic or lumbar regions.
    • Overlying skin abnormality is present in 75% of cases and X-rays show abnormalities in most cases, including abnormal segmentation of vertebrae, spina bifida and scoliosis.
    • Neurosurgery is normally indicated if abnormality involves cord or nerve roots, with the objective of freeing spinal cord from abnormal attachment to allow for normal growth and prevent further damage.
  • MRI is the study of choice for imaging neural tissue and for identifying contents of the defect in the newborn.
  • CT scan allows direct visualisation of the bony defect and anatomy.
  • Ultrasound is used antenatally for screening.

See also separate article Prenatal Diagnosis.

  • Prenatal screening is possible by measurement of maternal serum alpha-fetoprotein or ultrasound
  • Alpha-fetoprotein in maternal serum: it is best detected at 16-18 weeks of pregnancy but may not detect closed defects and is less sensitive in women taking valproate.
  • Ultrasound: is an effective technique for detecting NTDs and detects more NTDs than serum alpha-fetoprotein.[8]It can detect anencephaly from the 12th week and spina bifida from 16-20 weeks (may occasionally be missed, especially in the L5-S2 region).
  • Second-trimester ultrasound examination increases detection rate of spina bifida to 92-95% and detection of anencephaly to 100%.[9]
  • Amniocentesis: this is only used when it has not been possible to obtain adequate ultrasound images; it is used to measure alpha-fetoprotein and neuronal acetylcholinesterase.
  • Affected children will require treatment from a multidisciplinary team to address any associated physical, developmental, hearing, and visual and learning difficulties that may occur in association with the NTD.
  • The newborn with an open NTD should be kept warm and the defect covered with a sterile saline dressing.
  • The baby should be positioned in the prone position to prevent pressure on the defect.
  • Open NTDs should be closed promptly.
  • Hydrocephalus: ventriculoperitoneal shunt placed at the time of myelomeningocele closure.
  • Symptomatic Chiari malformations: suboccipital craniotomy and decompression of the posterior fossa and tonsils.
  • Syrinx (a fluid-filled cavity within the spinal cord or brainstem): laminectomy and placement of a syringosubarachnoid stent to divert the CSF out of the central canal.
  • In utero surgical repair has been practised in several centres in the USA for many years.[3]The Management of Myelomeningocele Study (MOMS) has now evaluated this in a controlled trial and shown short-term benefits for the newborn, including 50% reduction in the need for hydrocephalus shunting and significant improvement in spinal neurological function.[10]
  • Infections.
  • Associated motor and sensory problems, particularly lower-limb.
  • Associated general learning disability, developmental delay and hearing impairment.
  • Bladder and bowel dysfunction.

This depends on the nature of the defect and associated malformations.

  • Periconceptional folate supplementation has a strong protective effect against NTDs.[11] Supplementation must begin before conception for it to be effective.[12]
  • To prevent a first occurrence, women who are planning to become pregnant should take 400 micrograms of folic acid daily before conception and during the first 12 weeks of pregnancy.[13] To prevent recurrence, 5 mg folic acid daily should be taken.
  • Food fortification with the addition of folate to grain products is considered the most effective method of ensuring adequate intake of folic acid in pregnant women.[14]

Further reading and references

  1. Alfarra HY, Alfarra SR, Sadiq MF; Neural tube defects between folate metabolism and genetics. Indian J Hum Genet. 2011 Sep17(3):126-31. doi: 10.4103/0971-6866.92082.

  2. Mitchell LE; Epidemiology of neural tube defects. Am J Med Genet C Semin Med Genet. 2005 May 15135C(1):88-94.

  3. Copp AJ, Stanier P, Greene ND; Neural tube defects: recent advances, unsolved questions, and controversies. Lancet Neurol. 2013 Aug12(8):799-810. doi: 10.1016/S1474-4422(13)70110-8. Epub 2013 Jun 19.

  4. Padmanabhan R; Is exencephaly the forerunner of anencephaly? An experimental study on the effect of prolonged gestation on the exencephaly induced after neural tube closure in the rat. Acta Anat (Basel). 1991141(2):182-92.

  5. Obeidi N, Russell N, Higgins JR, et al; The natural history of anencephaly. Prenat Diagn. 2010 Apr30(4):357-60. doi: 10.1002/pd.2490.

  6. Parelkar SV, Kapadnis SP, Sanghvi BV, et al; Meckel-Gruber syndrome: A rare and lethal anomaly with review of literature. J Pediatr Neurosci. 2013 May8(2):154-7. doi: 10.4103/1817-1745.117855.

  7. Neural tube defects; Surgical Tutor

  8. Norem CT, Schoen EJ, Walton DL, et al; Routine ultrasonography compared with maternal serum alpha-fetoprotein for neural tube defect screening. Obstet Gynecol. 2005 Oct106(4):747-52.

  9. Cameron M, Moran P; Prenatal screening and diagnosis of neural tube defects. Prenat Diagn. 2009 Apr29(4):402-11.

  10. Adzick NS, Thom EA, Spong CY, et al; A randomized trial of prenatal versus postnatal repair of myelomeningocele. N Engl J Med. 2011 Mar 17364(11):993-1004. doi: 10.1056/NEJMoa1014379. Epub 2011 Feb 9.

  11. Lumley J, Watson L, Watson M, et al; Periconceptional supplementation with folate and/or multivitamins for preventing Cochrane Database Syst Rev. 2001(3):CD001056.

  12. Busby A, Abramsky L, Dolk H, et al; Preventing neural tube defects in Europe: population based study. BMJ. 2005 Mar 12330(7491):574-5.

  13. Rosenberg KD, Gelow JM, Sandoval AP; Pregnancy intendedness and the use of periconceptional folic acid. Pediatrics. 2003 May111(5 Part 2):1142-5.

  14. Berry RJ, Bailey L, Mulinare J, et al; Fortification of flour with folic acid. Food Nutr Bull. 2010 Mar31(1 Suppl):S22-35.