How do the clinical trial phases work?

What are clinical trial phases?

All clinical trials involve testing new treatments on volunteers, to see if they're safe and effective enough to be approved for real world use by those in need. These trials are divided into 4 or sometimes 5 stages, known as clinical trial phases.

The earlier the trial phase, the less a treatment has been tested. It's important that every new medical advance journeys through at least 3 main phases - phases 1 to 3 - to determine whether it's ready to be used in healthcare.

If you're taking part in a trial, there are some things that all phases of clinical trials have in common:

• They involve testing on people.

• These people are often randomly divided into treatment groups who'll be administered the new treatment, and control groups who'll be given either a dummy drug (placebo) or an existing treatment that the new treatment can be compared with.

• They involve time spent on hospital-style wards - this can be as short as a day or involve several weeks in isolation with other participants. Read about Alice's experience here, a man who has volunteered for around 50 clinical trials.

Why are clinical trials divided into phases?

The clinical trial process is split into phases as they build on each other - each providing further insight from the last. They aim to answer different questions, and each one can only be answered once a previous question has been addressed.

For example, in a phase 1 clinical trial, a treatment hasn't been tested on people before, and so it asks if administering it produces any side-effects. A phase 4 trial, knowing that this treatment produces little to no side-effects in people after short-term use, looks at whether it's also safe for long-term use.

Clinical trial phases each come with their own risks and benefits, and so it's important to know what phase a trial is before you agree to take part. This will give you an idea about how much is known about a treatment - and how many people it's been tested on - before you decide whether to take part.

In the UK, ethics committees work to protect participants by ensuring trials meet ethical standards¹.

Patient picks for Health research

What is a clinical trial?

We need clinical trials to understand how new treatments work on people. If successful, they may eventually be used in the real world by those who need them for a better quality of life. Find out all about how clinical trials work, along with personal insights from Alice - who has participated in around 50 trials over his life.

by Amberley Davis

Clinical research FAQ

The UK health sector has made sure it is one of the best in the world by understanding more about the conditions that affect us. It has improved and saved countless numbers of lives. Those who take part in clinical research may not just contribute to helping society, their friends, or their family; they may also help save themselves.

by Lawrence Higgins

Phase 0 clinical trials

After being developed in the lab, most treatments enter a phase 1 trial, but some include an additional phase that tests dosage amounts on an even smaller number of people. Researchers may opt for this phase 0 trial if they want to find out more about how a drug behaves in the human body in very small dosages. This may involve administering a drug to between 10 and 20 people, as opposed to around 50 in a phase one trial. This means that if any side effects occur, they are limited to a smaller number of people.

Phase 0 trials

• Test how a treatment works in the body in very small doses.

• Involve doses too small to measure if a treatment may work.

• Are normally carried out on up to 20 people.

Phase 1 clinical trials

A phase 1 trial is usually the first time a new treatment is tested on people. While measures are taken in the lab to make it as safe as possible, this is often the first opportunity for researchers to trial the real-life effects of a treatment on humans. Phase 1 trials will often also investigate which dosage and administration techniques are the most safe and effective

Phase 1 trials

• Usually the first trial of a treatment on human volunteers.

• Involve a small number of people, usually up to 50.

• Investigate side effects.

• Involve very small dosages which may be increased if no side effects are reported.

Phase 2 clinical trials

Once a treatment passes the minimal safety markers of a phase 1 trial, a phase 2 trial looks to test it on a wider pool of people. Usually, these volunteers have the condition for which the treatment is designed to help. This allows researchers to investigate how safe and effective it is for that condition, and to start forming a more detailed idea of its possible short-term effects.

Phase 2 trials

• Involve a larger number of volunteers.

• Usually test short-term effects on people with specific illness.

Phase 3 clinical trials

The next phase significantly increases the number of volunteers again - to hundreds or thousands of people - and may also run for a much longer period of time, often more than a year. The aim of this phase is to gather as much data as possible. The more participants a trial involves, the more accurate a picture researchers get of how well a treatment works, as well as the variety, severity, and likelihood of any adverse reactions.

Phase 3 trials

• Test on large groups of people, often hundreds or thousands.

• Often run for over a year and sometimes several years.

• Compare the effects of a drug or treatment on one group against a control group who are either given placebo or a current alternative treatment.

Phase 4 clinical trials

Phase 4 trials happen after a drug has been approved and is available on the market, and for this reason not all new treatments require them. However, if the treatment requires long-term use - for example, a medicine taken regularly by people for years - a phase 4 trial gathers information on how well it works and if it can cause any harm when used for much longer than the previous phases researched.

Phase 4 trials

• Test the long-term safety and effectiveness of a treatment.

• Involve people taking the treatment, usually on prescription, to manage their ongoing condition.

• Aren't needed for treatments that aren't designed for long-term use.

Further reading

1. NHS Heath Research Authority: Phase 1 clinical trials.