PatientPlus articles are written by UK doctors and are based on research evidence, UK and European Guidelines. They are designed for health professionals to use, so you may find the language more technical than the condition leaflets.
Cervical ribs are an anomaly that arise from the lowest cervical vertebrae but their relationship to thoracic outlet syndrome (TOS) is not so constant that the two conditions should be seen as synonymous. Perhaps no more than 10% of people who have cervical ribs develop TOS and the syndrome may well occur in the absence of ribs. Diagnosis of TOS may be difficult and depends upon a thorough history and examination together with supportive tests.
Two main types have been identified - vascular and neurogenic. The vascular type can be further categorised into arterial or venous. Neurogenic TOS can be subcategorised into true or disputed. The true form is accompanied by objective findings whereas the disputed form (which is in fact far more common) is not.
Because of a lack of a gold standard for diagnosis it is difficult to obtain meaningful epidemiological figures. Differences between disciplines exist with reports that surgeons diagnose the condition 100 times more frequently than neurologists. Irrespective of the overall incidence, it is estimated that over 90% of all TOS cases are neurogenic, whereas 3-5% are venous. Less than 1% are arterial. The true neurological type probably affects no more than 1 person in 1 million. The overall incidence is given as between 3 and 80 per 1,000. Onset is from the 2nd to the 8th decade with a peak in the 4th decade. It is more common in women than in men, with an excess of between 3- and 9-fold.
Analysis of 1,352 chest radiographs in London suggested the prevalence was 0.74% with a higher rate in females compared with males.
- Symptoms will depend on the type of TOS. In the neurogenic type, there may be painless wasting of the muscles of the hand, resulting in weakness (eg, difficulty in grasping a racket). Numbness or tingling of the upper limb may be reported. Symptoms are often vague and general and may affect the whole arm. There may also be a painful neck and headache.
- If there is compression of autonomic nerves, cold hands, swelling or blanching can occur. Stellate ganglion involvement may be possible.
- Vascular TOS is seen less frequently than the neurogenic type. If the subclavian vein is compressed, there may be swelling of the arm, distension of the veins or a diffuse pain in the arm or hand.
- If the subclavian artery is compressed, patients may notice colour changes, claudication or a vague pain in the arm or hand. Early symptoms may be ignored and patients may not seek medical advice until the condition gets worse, with the development of ulceration or gangrene.
- Pure types are rare and patients often present with symptoms indicative of more than one type.
- There is often a history of trauma. This may be whiplash from a road traffic accident. It occurs in sportsmen, especially swimmers and throwers.
- The interval between trauma and symptoms may be hours to weeks.
A careful neurological and musculoskeletal examination is required. Neurological examination is discussed elsewhere - see separate article Neurological Examination of the Upper Limbs. Disease of the neck and arm must be excluded. Stress tests or provocative manoeuvres form the basis of examination. They have very low specificity, sensitivity and predictive value.
- The most common tests are Adson's manoeuvres. The head is extended and bent to one side and the patient takes a deep breath and holds it, followed by rotation to stretch or tether the brachial plexus and/or artery between the anterior and middle scalenes. The position is held for 15 to 30 seconds while the examiner checks for the onset of symptoms and obliteration of the pulse.
- Symptoms have been reported both to the side of bending and, more commonly, to the opposite side. If the symptoms occur on the side of bending, this is consistent with Spurling's sign for the diagnosis of cervical radiculopathy. This sign is described further in the separate article Cervical Disc Protrusion and Lesions. Some clinicians ask the patient to pull the head forward while maintaining the test position, causing the anterior scalene to contract against the plexus to enhance the stress effect.
- Hyperabduction of the arm can also be used as a test to stress the outlet. This often causes symptoms and loss of pulse even in normal people and may be misleading.
- Costoclavicular bracing reduces the space between the clavicle and first rib and may reproduce symptoms.
- Focal stress tests involve direct application of pressure to the anterior scalene or upper segment of the pectoralis minor. A positive result is if symptoms are reproduced within 15 to 30 seconds. Some people use Tinel's sign, where percussing over the plexus reproduces symptoms.
- The elevated arm stress test is sensitive. The upper extremity is held in the 'hands-up' position with the arms abducted and elbows flexed at 90° for three minutes, while the patient vigorously flexes and extends the fingers. A positive sign is if the patient cannot complete the full three minutes. This test is demanding even for those without neurovascular symptoms and so its practical application is limited.
- The upper chest wall may be asymmetrical after a previous fracture of a clavicle. A non-tender, hard mass over the middle third of the clavicle is typical. A fracture that failed to unite or has excessive callus can cause direct compression of the plexus. Pressure on the clavicle can produce or aggravate symptoms, especially an ununited fracture. Motion can be felt between the fragments.
- Cervical ribs or fibrous bands are just one feature that predisposes to narrowing and compression at the outlet.
- Poor posture can produce mechanical problems. Sometimes people who are depressed or just have a bad habit with regard to posture let the head drop forward, shoulders droop and this allows the thoracic outlet to narrow and compress the neurovascular structures.
- Large breasts can pull the chest wall forward and cause symptoms. Reduction mammoplasty may have a beneficial effect. Sometimes the cause may be excessively large breasts that are not natural but have been surgically augmented.
- Trauma can move structures in the shoulder and chest wall. Fracture of the clavicle can cause compression by bone fragments, excessive callus, haematoma or pseudoaneurysm.
- Some of the typical precursors of myofascial pain can cause this syndrome too: sleep disorder, oestrogen or thyroid deficiency, inflammatory disease including rheumatoid arthritis, fibromyalgia and disorders of posture such as kyphosis and scoliosis.
- It is necessary to exclude thrombosis, embolism and nerve entrapment in other places. This includes Pancoast's syndrome, where lung cancer infiltrates the brachial plexus. Paget-Schrötter syndrome is thrombosis of the subclavian vein following heavy exercise of the upper limb.
- Acromioclavicular joint injury
- Brachial plexus injury
- Cervical disc injuries
- Cervical discogenic pain syndrome
- Cervical radiculopathy
- Clavicular injuries
- Elbow and forearm overuse injuries
- Shoulder impingement syndrome
- Thoracic disc injuries
- Thoracic discogenic pain syndrome
- The value of blood tests is to exclude other conditions.
- CXR with apical lordotic views and cervical spine should be obtained. An X-ray may show cervical ribs, which may be the cause, or have fibrous bands with them. It may also show elevated first ribs, caused by tight anterior or middle scalene muscles. Displaced fractures of clavicle, non-union and excessive callus may be apparent. Cervical spine degenerative changes may be causing neck or shoulder pain or impingement of the spinal nerve roots. Exclude a malignant lesion in the chest.
- MRI scan of the cervical spine and supraclavicular or brachial plexus area is useful to find other causes. A CT scan of the area of the brachial plexus and apex of lung may be indicated. MRI and CT can distinguish cervical root injury from degenerative spurs, herniated discs or other causes. Adjunctive tests such as CT angiography can be helpful in difficult cases.
- Doppler and plethysmography studies can show impediment of blood flow. A near-complete cut-off of flow during the stress manoeuvre with reproduction of the symptoms would be most impressive. Occlusion can occur in normal subjects but is unusual and is not related to age.
- Angiography and venography can show blockage of the vessels from thrombi or emboli. Angiography can demonstrate aneurysms that may be compressing the plexus and causing neurological features.
- Asymmetry of temperature suggests interference with blood flow from obstruction of autonomic dysfunction. It should improve with successful treatment. The technique is controversial as the sensitivity is high but the specificity is low.
- An anterior scalene block is sometimes used as a diagnostic test but it is both difficult and dangerous, as the needle may damage the nerve. However, if it does give positive results, then there is a good chance of successful surgical decompression.
- Musculoskeletal sonography may be useful in children.
The diffuse and uncertain nature of this condition makes the application of RCTs very difficult. Because of this, the evidence base supporting the use of any treatment other than some specific surgical options is limited.
- Conservative management is generally considered first-line (but see early surgical intervention, below). In cases where postural deviations contribute substantially to compression of the thoracic outlet, rehabilitation helps to decompress the outlet. This includes graded restoration of scapular control at rest and through movement. Humeral head control, isolated strengthening of weak shoulder muscles, taping and other manual therapy techniques are other adjunctive approaches.
- Occupational therapy may help with back protection techniques and better working practices.
- Injection of trigger points and associated muscles may be necessary. An injection of deep muscular structures, as in a scalene block, is dangerously close to the brachial plexus.
- Non-steroidal anti-inflammatory drugs (NSAIDs) have a good analgesic as well as anti-inflammatory action and it may be the former that is rather more important.
- Some people recommend muscle relaxants such as methocarbamol but they cause sedation and the benefit is unclear.
- Calcium-channel blocking agents may possibly be of value where there is vascular instability.
- One study found that early surgical intervention leads to better functional outcome than late surgery. This is because early intervention prevents degeneraiton of the brachial plexus and increases the effectiveness of postoperative physiotherapy.
- Surgical intervention may help where there is an obvious physical lesion but, in many cases where this is not the case, it not only fails to improve matters but may lead to deterioration. Damage to the long thoracic nerve or the brachial plexus is a possibility. Patients need careful appraisal before neurosurgery.
- Paget-Schrötter syndrome requires thrombolysis followed by surgical decompression of the subclavian vein. This gives rather better results than more conservative practices such as anticoagulation.
- Some surgeons resect the first rib through a transaxillary approach and others remove the scalene muscles too. Cervical ribs and fibrous bands should be removed if they are tethering the plexus.
- Another option is decompression with neurolysis of the involved regions of the brachial plexus, especially the C7, C8 and T1 nerve roots, through a supraclavicular approach (supraclavicular 'neuroplasty').
- There is some evidence that transaxillary rib resection is more effective than supraclavicular neuroplasty in relieving pain but large RCTs are needed.
- Where the clavicle has been fractured, the removal of excessive callus may be required. Fixation of a fracture that has failed to unite may be required.
- As mentioned earlier, reduction of very large breasts may be beneficial.
- Botulinum toxin may help with symptom relief but further research is needed.
Complications and prognosis
Generally prognosis is good, unless the condition is severe enough to merit surgery and spontaneous recovery will occur. However, sometimes complications occur:
- Chronic pain.
- Loss of function.
- Neurological complications.
- Thrombosis, ischaemia or pseudoaneurysm.
- Post-thrombotic syndrome of the lower limb following deep vein thrombosis is well recognised but problems may also follow thrombosis of the upper limb, although they have been less well documented.
Further reading & references
- Lawande M, Patkar DP, Pungavkar S; Pictorial essay: Role of magnetic resonance imaging in evaluation of brachial plexus pathologies. Indian J Radiol Imaging. 2012 Oct;22(4):344-9. doi: 10.4103/0971-3026.111489.
- Khan A, Rattihalli RR, Hussain N, et al; Bilateral thoracic outlet syndrome: An uncommon presentation of a rare condition in children. Ann Indian Acad Neurol. 2012 Oct;15(4):323-5. doi: 10.4103/0972-2327.104349.
- Hooper TL, Denton J, McGalliard MK, et al; Thoracic outlet syndrome: a controversial clinical condition. Part 1: anatomy, and clinical examination/diagnosis. J Man Manip Ther. 2010 Jun;18(2):74-83. doi: 10.1179/106698110X12640740712734.
- van Alfen N; The neuralgic amyotrophy consultation. J Neurol. 2007 Jun;254(6):695-704. Epub 2007 Apr 20.
- Aljabri B, Al-Omran M; Surgical management of vascular thoracic outlet syndrome: a teaching hospital experience. Ann Vasc Dis. 2013;6(1):74-9. doi: 10.3400/avd.oa.12.00081. Epub 2013 Feb 28.
- Brewin J, Hill M, Ellis H; The prevalence of cervical ribs in a London population. Clin Anat. 2009 Apr;22(3):331-6.
- Robey JH, Boyle KL; Bilateral functional thoracic outlet syndrome in a collegiate football player. N Am J Sports Phys Ther. 2009 Nov;4(4):170-81.
- Urschel HC, Kourlis H; Thoracic outlet syndrome: a 50-year experience at Baylor University Medical Center. Proc (Bayl Univ Med Cent). 2007 Apr;20(2):125-135.
- Richardson AB; Thoracic outlet syndrome in aquatic athletes. Clin Sports Med. 1999 Apr;18(2):361-78.
- Dugas JR, Weiland AJ; Vascular pathology in the throwing athlete. Hand Clin. 2000 Aug;16(3):477-85, x.
- Nord KM, Kapoor P, Fisher J, et al; False positive rate of thoracic outlet syndrome diagnostic maneuvers. Electromyogr Clin Neurophysiol. 2008 Mar;48(2):67-74.
- Melby SJ, Vedantham S, Narra VR, et al; Comprehensive surgical management of the competitive athlete with effort thrombosis of the subclavian vein (Paget-Schroetter syndrome). J Vasc Surg. 2008 Apr;47(4):809-820; discussion 821. doi: 10.1016/j.jvs.2007.10.057. Epub 2008 Feb 14.
- Laulan J, Fouquet B, Rodaix C, et al; Thoracic outlet syndrome: definition, aetiological factors, diagnosis, management and occupational impact. J Occup Rehabil. 2011 Sep;21(3):366-73. doi: 10.1007/s10926-010-9278-9.
- Klaassen Z, Sorenson E, Tubbs RS, et al; Thoracic outlet syndrome: A neurological and vascular disorder. Clin Anat. 2013 May 29. doi: 10.1002/ca.22271.
- Hasanadka R, Towne JB, Seabrook GR, et al; Computed tomography angiography to evaluate thoracic outlet neurovascular compression. Vasc Endovascular Surg. 2007 Aug-Sep;41(4):316-21.
- Mangrulkar VH, Cohen HL, Dougherty D; Sonography for diagnosis of cervical ribs in children. J Ultrasound Med. 2008 Jul;27(7):1083-6.
- Povlsen B, Belzberg A, Hansson T, et al; Treatment for thoracic outlet syndrome. Cochrane Database Syst Rev. 2010 Jan 20;(1):CD007218.
- Hooper TL, Denton J, McGalliard MK, et al; Thoracic outlet syndrome: a controversial clinical condition. Part 2: non-surgical and surgical management. J Man Manip Ther. 2010 Sep;18(3):132-8. doi: 10.1179/106698110X12640740712338.
- Watson LA, Pizzari T, Balster S; Thoracic outlet syndrome part 2: conservative management of thoracic outlet. Man Ther. 2010 Aug;15(4):305-14. doi: 10.1016/j.math.2010.03.002. Epub 2010 Apr 9.
- Al-Hashel JY, El Shorbgy AA, Ahmed SF, et al; Early versus Late Surgical Treatment for Neurogenic Thoracic Outlet Syndrome. ISRN Neurol. 2013 Sep 10;2013:673020. doi: 10.1155/2013/673020.
- Cherington M, Happer I, Machanic B, et al; Surgery for thoracic outlet syndrome may be hazardous to your health. Muscle Nerve. 1986 Sep;9(7):632-4.
- Huang JH, Zager EL; Thoracic outlet syndrome. Neurosurgery. 2004 Oct;55(4):897-902; discussion 902-3.
- Terzis JK, Kokkalis ZT; Supraclavicular approach for thoracic outlet syndrome. Hand (N Y). 2010 Sep;5(3):326-37. doi: 10.1007/s11552-009-9253-0. Epub 2010 Apr 2.
- Foley JM, Finlayson H, Travlos A; A review of thoracic outlet syndrome and the possible role of botulinum toxin in the treatment of this syndrome. Toxins (Basel). 2012 Nov 7;4(11):1223-35. doi: 10.3390/toxins4111223.
- Elman EE, Kahn SR; The post-thrombotic syndrome after upper extremity deep venous thrombosis in adults: a systematic review. Thromb Res. 2006;117(6):609-14. Epub 2005 Jul 6.
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Dr Gurvinder Rull
Dr Laurence Knott
Dr John Cox